LEGALITY supports small and medium financial institutions to meet the regulatory requirements. We provide services relating to implementation, controlling and adjustment of current regulations to the applicable standards. Due to many years of cooperation with financial institutions we can find most optimal solutions.
LEGALITY are experts in anti-money laundering regulations. We have implemented and controlled AML procedures in cooperative banks, brokerage houses, investment fund corporations, and loaning companies. We have supported our clients on multiple occasions during control visits from KNF and GIIF.
We support our clients in implementing and sustaining AML systems, we train and participate in audit proceedings and in administrative proceedings in AML cases and if necessary we represent our clients in regional and Supreme Administrative Courts.
LEGALITY expert: Leszek Kieliszewski, Advocate
LEGALITY are experts on capital markets. We understand perfectly the regulatory environment of brokerage houses and conditions of rendering services. Many years of professional experience and pro-business approach translate to solutions that are effective and efficient.
We support our clients in creating and implementing internal regulations. We provide support during control visits from Polish Financial Supervision Authority (KNF) and during administrative proceedings.
LEGALITY expert: Leszek Kieliszewski, Advocate
LEGALITY are experts on capital markets. We understand perfectly the regulatory environment of investment fund corporations and conditions of rendering services. Many years of professional experience and pro-business approach translate to solutions that are effective and efficient.
We support our clients in creating and implementing internal regulations. We provide support during control visits from Polish Financial Supervision Authority (KNF) and during administrative proceedings. We support in writing investment fund statutes, and prospectuses of investment funds.
LEGALITY expert: Leszek Kieliszewski, Advocate